Job Description
We are offering a contract to full-time employment opportunity for a dedicated Lead Auditor - BSA/AML to join our team in the Financial Services industry based in Morris County, New Jersey. In this pivotal role, you will ensure our adherence to Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) regulatory requirements. You will conduct compliance audits, assess our customer due diligence practices, and evaluate our monitoring, reporting, and record-keeping mechanisms.
Responsibilities:
• Design audit programs to evaluate compliance with AML/BSA regulations and risk management controls.
• Conduct detailed testing of systems, policies, and procedures related to BSA reporting, including Currency Transaction Reports (CTRs) and Suspicious Activity Reports (SARs).
• Audit mechanisms for identifying, documenting, and reporting Suspicious Activity Reports (SARs) to ensure alignment with industry best practices.
• Evaluate customer onboarding processes and adherence to Know Your Customer (KYC) requirements.
• Review ongoing due diligence protocols for consistency with risk scoring models and escalation procedures.
• Assess the effectiveness of transaction monitoring systems and protocols for investigating and escalating suspicious activity.
• Prepare comprehensive workpapers and narratives to document testing performed, findings identified, and recommended corrective actions.
• Draft official audit reports summarizing key results, issues identified, and management’s responses.
• Stay updated on evolving AML/BSA regulations and industry best practices to ensure internal processes remain compliant.
• Assist in preparing for regulatory exams and responding to audit inquiries.
If you are interested in applying for this contract to full-time Lead Auditor - BSA/AML role, please contact David Serrano at Robert Half Management Resources (551-307-0316 or david.serrano@roberthalf.).
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