Compliance Analyst Job at Alexander Chapman, Baltimore, MD

MEV3MTkwQjVqNUhpNURwLzlRMGRodWNEOWc9PQ==
  • Alexander Chapman
  • Baltimore, MD

Job Description

Job Description

We’re looking for a detail-oriented Compliance Analyst to join a fast-paced investment management team. This role is ideal for professionals who enjoy supporting portfolio teams, monitoring trading activity, and helping improve compliance processes.

Key Responsibilities

  • Implement and maintain trading controls based on client and regulatory guidelines
  • Monitor pre- and post-trade activity across diverse portfolios
  • Prepare compliance reports and support portfolio managers
  • Identify potential risks and recommend improvements
  • Participate in process and system enhancement initiatives

Qualifications

  • Bachelor’s degree
  • 1–3 years in investment management or compliance
  • Strong Excel skills (VBA a plus)
  • Analytical, detail-oriented, and proactive
  • Team-oriented with strong communication skills

If you enjoy solving complex problems and contributing to a high-performing compliance team, we want to hear from you.

Job Tags

Similar Jobs

Emergent Financial Group

LIFE INSURANCE AGENT / WORK FROM HOME Job at Emergent Financial Group

 ...INDEPENDENCE ZERO Startup Fees NO Hidden Obligations Work Your Way, Your Schedule 5. IMMEDIATE OWNERSHIP ~100% Vested...  ...GETTING STARTED IS SIMPLE! No Prior Insurance Experience Needed No College Degree Required Must Be 18+ Years Old... 

Experian

Lead Product Designer Job at Experian

 ...countries. Our corporate headquarters are in Dublin, Ireland. Learn more at experianplc.com. Job Description As a Lead Product Designer for new commercial product development teams you will help with design strategy for net-new products and growth plans. This is a... 

Club Pilates - Waite Park

Sales and Marketing Manager Job at Club Pilates - Waite Park

 ...00 List two years in a row as well as Entrepreneur Magazine's Franchise 500 two years in a row. For more information, visit POSITION...  ...will oversee all community networking, grassroots events, and business partnerships. REQUIREMENTS: 2+ years of retail... 

Talentoma

Remote Recruiter Job at Talentoma

 ...Remote Recruiter (Fully Remote) | $4,500$5,500/month Were hiring a Remote Recruiter to help us source, screen, and engage candidates across multiple job functions. This is a fully remote recruiting role for someone whos great with people, thrives on clear... 

The Real Estate Solutions Group Inc.

Residential Mortgage Field Inspector Job at The Real Estate Solutions Group Inc.

 ...Description The Real Estate Solutions Group Inc. is a Regional Field Services Company that completes residential mortgage and...  ...properties for mortgage companies. We are looking for field inspectors to cover Buncombe, Henderson, Madison, Haywood, McDowell, Polk,...